Johnson chapter 1

  1. traditionalist approach--apply past experience
  2. deficiencies of traditionalist approach--simplistic, ineffective
  3. policy vacuum can be filled with laws, personal choices, institutional policies, or social conventions.
  4. keep clear the distinction between technology and ethical issues unique to the technology.
  5. new manners of interaction engendered by computers require a new species of ethics to govern these interactions.
  6. "An ethical issue arises when something that human beings value is at stake."
  7. Manner argues that because computers can do so much to improve the life of the handicapped, we have a ETHICAL OBLIGATION to provide computer technology to the handicapped.
  8. computer change the instrumentation of human action. "A world instrumented with computer and information technology has very different possibilities for human action than a world without it."
  9. analogical reasoning points to the similarity of a computer-based situation to a traditional situation in the attempt to let the traditional ethical action be seen as the appropriate computer-ethical action.

Note that the questions recapitulate the arguments presented in the chapter rather than extend or augment them with others. Note the websites.

 

Johnson Chapter 2.

Philosophical Ethics

Those who took IFSC 1110 were exposed to the classical ethical positions described here. Just because Cyber Ethics is viewed as something new, giving ethicists a chance to develop some new principles to govern the new possibilities of the virtual space, it does not mean that these traditional approaches to ethical decision making will go away. Indeed, we will see these positions referenced over and over again as Cyber Ethics develops.

Most people have intuitive understanding of good and bad, right and wrong, fair and unfair (this is a legal necessity for being found responsible for your actions). Philosophical ethics seeks to examine this intuition for logical consistency. Social scientists study how the intuition is formed, but philosophers ask about the rationality of positions regardless of their popularity. The philosophical critique pursues a dialectic that iteratively probes a position as the defenders of the position iteratively refine the position’s revealed weaknesses.

“We come to understand the ideas that underpin our moral beliefs. We develop deeper and more consistent beliefs and we come to understand how moral ideas are interrelated and interdependent.”

Normative and Descriptive Claims: “..the aim of this book is to help you understand how people ought to behave when they use computers and what rules or policies ought to be adopted with regard to computer and information technology.”

Ethical Relativism

Negative Claim: There are no universal moral norms.
Positive Claim: individuals must decide from themselves what is ethical OR ethical behavior varies from society to society (hence right is determined by group agreement).

Facts supporting relativism:

These facts support a descriptive claim that ethics is relative.

The observations cannot support a normative claim: the jump from “is” to “ought.” These facts do not disprove that there are universal moral rights and wrongs because the diversity of practical ethics may be hiding universal underlying foundational principles. Moreover, to assert that ethics is culture specific is to imply that to be ethical is to be bound by the dictates of your culture (despite your own misgivings, hence there IS a universal moral principle that tells everyone when someone is behaving ethically and when they are not. To deny that such universal principles exist and then to assert one that applies to everyone, everywhere, is a contradiction that forces the relativist to back off a position of ABSOLUTE relativism.

“Often what ethical relativists are trying to do is make the point that no one should denigrate, ridicule, and disrespect people who have beliefs that are different from their own…you shouldn’t judge people from other times or places by the standards of your own morality.” This seems a worthy goal, but it also seems like a universal principle that all ethical people must observe.

Problems that Relativism suffers from:

  1. “The evidence used to support it doesn’t support it.”
  2. “Proponents cannot assert both the negative and the positive claims of relativism with inconsistency.”
  3. “The theory…does not seem to help in making moral decisions (it doesn’t help us figure out what these [the standards of our society] standards are.”

Utilitarianism

Consequences, not intentions, determine the rightness or wrongness of human actions. Actions are good when they produce happiness, bad when they result in unhappiness. “The basic principle is this: Everyone ought to act so as to bring about the greatest amount of happiness for the greatest number of people.

Utilitarians conclude that only happiness is valued for itself (intrinsic) while other virtues are valued as means for producing happiness (instrumental, extrinsic). We can ask “Why?” about every motivation except happiness, since happiness is the ultimate desire of human beings. However, utilitarianism seeks the total happiness of mankind, not of individuals (egoism).

Rule-utilitarianism focuses on practices that promote the general welfare (tell the truth, keep your promises, etc.). It is foreseen that if everyone follows these rules everyone will be happier.

Act-utilitarianism is willing to break the rules when it seems that the immediate consequences merit it.

Utilitarians are relativists: “In one situation, it may be right to lie, in another situation in which the circumstances are different, it may be wrong to lie…So, even though utilitarians assert a universal principle, the universal principle has varying implications depending on the situation.”

Determining which course of action maximizes total happiness is tricky, and it might seem that it is always good to sacrifice a few to the benefit of the majority. Utilitarians argue that this kind of reasoning gives too much weight to short-term consequences, that valuing every individual’s happiness actually results in greater happiness in the long-term for everyone. However, it is possible to imagine circumstances that require the sacrifice the few, and though counter-intuitive, that sacrifice would be ethical.

Case study on access to dialysis: should those with more redeeming social and economic potential be given higher priority, or should the process be random (eliminating anyone’s value judgment using any criteria)?

“The important point for our purposes is that the formulation of utilitarianism we have been considering leads to methods of distribution that seem to be unfair or unjust. So while the core idea in utilitarianism seems plausible,… utilitarianism does not seem to adequately handle the distribution of benefits and burdens” [treating some humans and means to an end to be enjoyed by other humans].

Deontology

We have discussed the idea that ethics is individual--what is right for me may not be right for you, and that the ethics of an action are determined by its consequences--even if unintended. The emphasis of utilitarianism is to evaluate and predict the consequences of actions, choosing the alternative that promises the greatest good over all.

Yet a different approach based in the saying "the ends do not justify the means." The deontologist derives codes of behavior based upon intrinsic principles of human nature and the concept of morality. Humans are unique in their rationality and their ability to use that rational capacity to make choices. Kant stated a categorical imperative regarding human beings: Never treat another human being merely as a means but always as an end.

The case study on survey confidentiality was used to compare the ethical reasoning. For consequentialists, the professor should code the survey data herself because that maintains her credibility and protected her opportunity to do future research. For the deontologist reasons that to ignore her promise is to relegate the subjects to non-human status (as in a survey of animal behaviors) and just as a means to generate the report. Because the subjects ARE humans, the professor must respect them enough to code the survey data herself.

From the categorical imperative we can conclude that human beings should be able to "expect" respectful behavior from their fellows, that the obligation on everyone to follow the imperative implies that everyone has "rights".

negative rights require restraint by others. positive rights others have a duty to behave for the rights holder. My right to life implies not only that you may not kill me, but that you must help me when my life is endangered.

legal rights are created by laws, but or natural or human rights are independent of laws and are derived from an understanding of human nature. Utilitarians might argue for legal rights but not for human rights.

social contract theorists extend the character of human nature from individuals to groups, justifying the need for government and establishing moral obligations on the group to provide for its members. This idea develops the concept of "justice."

John Rawls proposed that fair contracts between individuals are impeded by self-interest. Therefore the "rules" formed my groups to distribute justice are not generally fair, but favor the politically powerful. Rawls proposed that "justice is blind" be taken seriously and thus that the rules should be made by rational but disinterested people, who are ignorant about their own status in society and ignorant about the specific people who will be affected by the rules:

  1. Each person should have an equal right to the most extensive basic liberty compatible with a similar liberty for others.
  2. Social and economic inequalities should be arranged so that they are both

"These general principles assure that no matter where an individual ends up in the lottery of life (in which characteristics of intelligence, talents, physical abilities, and so on, are distributed), he or she would have liberty and opportunity. He or she would have a fair shot at a decent life."

The point is that rights-claims and fairness-claims "generally presume a much more complicated set of claims. Such claims should never be accepted as primitive truths." "What gives you the right" or "That is unfair" manifests the speaker's assumptions about the nature of justice.

In completing her survey of Philosophical Ethics, Johnson notes that Virtue Ethics, which deals with human character, has relevance to Computer Ethics mostly in regard to the individual conduct of the computer professional. We would expect that the ethical professional would be a person of good character, and that any person of good character would likely conduct herself or himself ethically.

"Virtue theory seems to fill a gap left by other theories we considered, because it addresses the question of moral character, while the other theories focused primarily on action and decision making."

Individual and Social Policy Ethics

"In examining problems or issues, it is important to distinguish levels of analysis, in particular that between macro and micro level issues or approaches. One can approach a problem from the point of view of social practices and public policy, or from the point of view of individual choice."

"the task of computer ethics involves working with traditional moral concepts and theories, and extending them to situations with somewhat new features." This chapter has reviewed the primary traditional approaches to explicating "proper" (ought) human behavior at the same time that the readings from the Baird collection have highlighted the novel conditions of cyberspace to which we seek to apply these traditional approaches.

In the next chapter we begin the extension by addressing the right conduct of professionals. Most of human relationships that are governed by professional ethics, consultant/client, employer/employee, colleague/colleague, society/expert, etc., are common to all professions: medicine, law, engineering, accounting, teaching, etc., so the concept of a profession and then the character of the computer profession must be examined to see what is inherited.

After chapter 3 both texts turn to "issues" related to Cyberspace that need policy. Some of these relate to being good citizens in Cyberspace, and some relate to the governance of Cyberspace (interpreted broadly to include all computer applications), and some relate to the intersection of Cyberspace with traditional human interactions [see list below]. Thus, chapter 3 deals with micro issues, citizenship deals with micro issues, and the rest deal with society's efforts to develop macro policies for cyberspace.

Assorted issues in Cyberspace:

  1. Crime, Abuse And Hacker Ethics
  2. Ownership Of Computer Software
  3. Privacy And Databases
  4. Risks Of Computing
  5. Cyberspace

Johnson Chapter 3

This chapter begins with three scenarios that pose questions about the responsibility that individuals with special knowledge and understanding owe to those who employ them and to the users of their software. These stories could just as easily be told about an engineer who is worried about the risks of an automobile design, or an architect who is concerned for the ability of a building to sustain a catastrophe, or stock analyst who works for a company that helps finance the company whose stock she recommends. Thus we address the concept of special responsibilities of those trusted for their knowledge.

Strongly differentiated occupations "carry with them special rights and special responsibilities. Indeed, sometimes professional rights and responsibilities are so special that they are exceptions or additions to ordinary morality." However, the computer professional has not be given the kind of special rights accorded doctors and lawyers and law enforcement personnel. But, like engineers and accountants, their special expertise is relied upon by their employers and the public. "Another way in which occupational roles have to be taken into account in ethical analysis has to do with the efficacy of individuals acting in employed roles...The actions of computer professionals may directly or indirectly have powerful effects, on individuals and on the social and physical world in which we live. These effects may be good or bad and may be foreseen or unforeseen."

Professions have been characterized (empirically) as those occupations whose members

  1. Have mastered an esoteric body of knowledge (usually a college degree, often a graduate degree is the minimum educational requirement).
  2. Work with minimual supervision (autonomous). This is evidenced at both the individual level (craftsman) and at the collective level (control of who is able to practice the profession).
  3. Formally organized so that all professionals are represented by one executive body (eg. Bar Association).
  4. Code of Ethics (professional practice) to which all members of the profession must subscribe.
  5. The profession serves society, providing a critical function for which it is recognized. The more focused the social good, the easier it is to recognize the profession.

How the System Works

A profession must be able to insure a good that society is willing to award a monopoly for quality control. Thus, a social contract is formed with rights balanced with obligations. If the profession does not regulate itself to the satisfaction of society, the special status is revoked. While it is clear that Law and Medicine have acquired the full status of a profession in society, it is not clear that engineering, accounting, or education have. Usually the government is involved in licensing or recognizing the licensing of professional bodies (the court system does not allow lawyers not admitted to the bar to practice, but it allows non-lawyers to be judges). On the other hand, states license teachers, CPAs and some engineers, but there is ample opportunity for unlicensed practitioners. At the present time, computer professionals are less organized than teachers.

Increasingly white-collar occupations are becoming specialized and qualifying as "knowledge workers." Additionally, there is a growing specialization of all kinds of technicians supporting traditional blue-collar crafts. Thus the first criteria of a profession, esoteric knowledge, is not helpful in distinguishing a profession. The second criteria, autonomy, is also broadly met as subject-oriented societies spring up among knowledge workers that are not just trade groups, but are concerned with the domain of practice of the knowledge worker. There are now thousands of "professional societies" and increasingly these organizations conduct training of their members, establish codes of practice, lobby for curricula in schools, and seek recognition from government. Thus we see that lots of occupations strive to meet the first four criteria. What distinguishes the full profession from the wantabes is level of social good that the profession provides society and the degree of control of entry into practice.

Is Computing a Profession?
With Education and Engineering (but with much less history) computing struggles with its breadth and the consequent lack of control of entry. Modeled on Engineering computing is formalizing a few branches of practice that have clear enough impact as to involve govenment interest in insuring quality practice. Software engineering is a test case (in Texas).

Computing is not well organized (there are too many professional associations) and there is no agreed criteria for competent practice (some high school students do well). There is no equivalent to professional certification: the PE. Moreover, the ACM has argued AGAINST adopting entry criteria or standard competencies, believing that the field is too immature to codify.

Ethical concerns are associated with each kind of professional realtionship:

  1. Employer-employee Employer constrained by laws pertaining to contractual relationships, ethics clarified by categorical imperative: "each individual should be treated with respect and never used merely as a means." Neither party must exploit the other or deceive either about performance, expectations, rewards, etc. Employers are entitled to loyalty (employee must be committed to the success of the organization) but with due respect to the employee's other loyalties (citizenship, family, etc.). Trade secrets restrict what an employee is free to use when changing employers (duties outlive the actual contract).
  2. Client-professional Also contractual, but here the professional is offering expertise that the client cannot easily monitor. Three models of trust:

Different roles may entail different relationships: Systems analyst has a relationship with the client but the implementing programmer has a relationship with the analyst (as an agent?) as well as the client (as the ultimate consumer).

  1. Society-professional Abstract relationship to future users of the computer system beyond the immediate system developers. Professional's expertise permits prediction of satisfactory and unsatisfactory outcomes of systems use beyond the employer/client's specifications and desires (customer is not always right--lawyer is officer of the court). Some professionals have been granted special rights because of their recognized expertise, hence they owe society responsible use of their knowledge. Does knowledge ALWAYS bring responsibility (even for those without special rights)? "Alpern's proportionality thesis implies that the greater a person's power, the greater his or her responsibility...Everyone...bears some responsibility, and so computer professionals bear their share of the responsibility along with managers and executives."
  2. Professional-professional Duty to protect society from incompetent or malicious colleagues, to protect the reputation of the profession, is more important than professional courtesy.

Balancing Responsibilities. duty to employer is more immediate and tends to obscure other relationship unless the computer professional is a free-lance consultant. Ultimate user of software product often remote and product is embedded in a large system where professional's contribution is nearly invisible. Not like a typical medical doctor's practice. Consequently computer professionals often are faced with whistle-blowing: turning on the employer in defense of society, the profession, or a client.

Codes of Professional Conduct are directed at the professional but also at the employer or clients and the general public. The different codes developed by ACM and IEEE "are remarkably similar in what they identify as important for computer professionals.. [and]..if the code contains rules that protect the public, and promote worthy practices, then their self-serving character is not problematic."

The codes serve as:

Collective Responsibility. "It is important in thinking about issues of professional ethics not to fall into the trap of thinking only about individuals--individual responsibility and individual decision making." Collective action can foster better public policy and educate the public to the risks of some applications and the duties of professionals. "Computer professional organizations can raise awareness of ...issue[s], undertake research that individuals alone cannot do, and make recommendations that are backed by the power and authority of the entire profession...[A]ll of us (computer professionals, the public, employers, and clients) benefit when computer professionals, individually and collectively, work to shape computer systems for the good of humanity."

Becoming a professional entails joining a professional society and contributing to its effectiveness.

Johnson Chapter 4

This chapter describes behavior on the internet that has moral implications and for which we can derive ethical norms. The scenarios illustrate

The distinction which justifies Cyberethics as a sub-species is the distinctive way that the Internet magnifies the impact of behaviors referenced above. The Internet is a communications medium which

  1. has global, many-to-many scope
  2. facilitates anonymity, and
  3. has no cost associated with replication.

The global character is shared by print, radio, and television, but those media are one-to-many. Moreover, there is a significant lead-time to produce messages and significant expense to distribute them. The Internet is uniquely interactive and permits both inexpensive "pull" publishing and well as allowing relatively inexpensive "push" publishing. "Individuals whose actions are instrumented through the Internet have much more power than individuals acting without it... The Internet has created a new kind of environment in which individuals who want to wreak havoc can do so with relatively little effort..." The current Internet is a fragile environment which is entirely exposed to the malicious (worms propagate around the world in less than 10 minutes).

We will have two presentations from the readings on anonymity on the Internet which deal both with the desire to withhold information from the system at the same time realize benefits from its use, and with the desire to fabricate identities and interact with a virtual world through the pseudonym (avatar). However, the Internet permits the appropriation of real identities (imposters) with the consequence that actions are attributed to an individual who did not perform them. "the kind and degree of anonymity we have on the Internet is a function of the link-ability of information about individuals who are acting and interacting. This is important from an ethical perspective because it affects accountability and trust."

Replication is not only free, but software or data may be "cloned" without inconveniencing the owner. Furthermore, replication is virtually automatic when the Internet is used for communication. Copies of whatever was transmitted are stored and even archived at many points along the transmission path. Thus, in contrast to normal communication for which effort must be made to preserve a message, with Internet communication, effort must be made to eradicate a message. As the message becomes disconnected from its maker, it can also be easily edited and co-opted for purposes outside the maker's intentions. "Reproducibility has moral implications because it goes counter to our traditional notions of property and personal privacy. Our notions of property are associated with the idea of control; an owner can control the use of her property. Our notion of privacy are based on a physical world in which actions are performed and then they are gone; they are irretrievable."

Ethical Significance of the character of the Internet

What are the moral responsibilities of those who can exercise power via the Internet? Hackers argue

  1. information (and software, and computer access) should be free to everyone.
  2. hacking educates systems managers and designers as to the flaws in their systems. However, "those who attempt to gain unauthorized access, plant viruses, make denial of service attacks, and so on, compel the investment of time, energy, and other resources into making the Internet secure, when these resources cold be used to improve the Internet in other ways."
  3. break-ins that cause no harm are educationally beneficial (no harm, no foul). This presupposes that hacking is the best way to achieve these goals, and that intrusion does indeed cause no harm (yet merely the extra systems load may be considered harmful for some applications).
  4. hacking keeps systems owners honest since hackers (like journalists) can get to the truth of what a system is really doing (Big brother). Again, although "we might reduce the threat of data abuse and covert surveillance by government and by commercial interests, but in exchange we would be at the mercy of vigilantes."

"So, hacking is not justified. It causes harm; it violates legitimate privacy and property rights; it often deprives users of access to their own computer systems and to the Internet; and, it compels investment in security when the invested resources might have been used for other activities...[However}..Implicit in the hacker arguments is a concern to take advantage of the enormous potential of the Internet for spreading and sharing information...So, while hacking is disruptive, dangerous, and unjustified, discussion provoked by hackers and hacking--of what should be allowed and not allowed on the Internet--should not be squelched too quickly."

The second category of illegal Internet behavior was simply to propagate traditional criminal activities to cyberspace. "the Internet creates a new instrumentation for familiar or common crimes. This is not all it does, but it does not exactly thrust us into entirely unfamiliar moral territory; rather the new instrumentation allows us to do things in new ways and calls on us to think about what the new capabilities mean for our moral ideas, our moral values, and principles." One might argue against any new technology that made tempting immoral activity: guns make killing easier, atomic weapons make winning wars easier, so ought both be abandoned and condemned?

"Violations of netiquette may be considered unethical but they are not illegal...Law comes into play when informal convention fails, but law alone is not sufficient to regulate human behavior. Much, if not most, of the civility and ordered character of social life comes from individuals being socialized and habituated to behave in certain ways and not just from the existence of law and the threat of punishment." What of freedom of speech? what of the rights of the non-conformist? What if we COULD individually filter out what we as individuals find objectionable without preventing another from access what they wanted, would the world be a better place?

Behavior in Cyberspace ought to be such that everyone can beneficially participate. Therefore there must be policies that inhibit harmful illegal activities and promote civil interaction, yet these need not all be legislated. Technologies such as encryption discourage hacking and identity theft, and the Internet II address space plus faster transmission make possible safeguards that are currently prohibitive in terms of overhead. Misbehavior can be constrained by technology more effectively than by the courts. However, education and socialization can blunt the incentive for mischief and lack of reward and approval can redirect the energies of thrill seekers. In coordinated combination, law, education, and social pressure can go far to civilizing cyberspace. Will it then become as dull as TV when it is mellowed to be inoffensive to the masses?

Johnson Chapter 5

We all know how easy it is to collect information on the web. The premise is that if it is published, it is fair game to collect and correlate. The difference today is that public records, newspaper records, even membership records are now much easier to mine than when they were available only in print and perhaps only in one physical location (thus we have changed the scale of available information (more stuff is published and it is easier to monitor activities), the scale of availability, and consequently, the scale of information gathering).

Potential for Harm

Use of Information

"The computers and privacy issue is often framed as an issue that calls for a balancing of the needs of those who use information about individuals (typically government agencies and private institutions) against the needs or rights of those individuals whom the information is about." This biases the debate. "The issue is framed so that we have to balance the good things achieved through information gathering and exchange against the desire or need for personal privacy...[O]nce the benefits of information gathering and exchange are on the table, the burden of proof is on privacy advocates to show either that there is something harmful about information gathering and exchange or that there is some benefit to be gained from constraining information gathering.

Personal Privacy

What is it and why is it valuable? Is it a right? Privacy is used to encompass aspects of individual freedom, autonomy, and confidentiality. Is it a means or an end? As a means it fosters the development of relationships by building trust and intimacy (lawyer, priest, spouse). As an end it is an ingredient of autonomy, fundamental for a functioning self.

Information mediates Relationships which differ because of the information shared. Diverse relationships cannot exist unless information sharing is controlled (Rachels). "[L]oss of control of information reduces your ability to establish and influence the relationships you have and the character of those relationship." While this has always been true about humankind, today it is more difficult for individuals to cope with the situation (for the reasons of scale already mentioned.

Individual-Organization Relationships are most affected by electronic information gathering and exchange. Face-to-face relationships provide for self-correcting data exchange, but relationships with record-keeping organizations are more difficult for individuals to monitor. "To summarize: Individuals control what relationships they have and the nature of those relationships by controlling the flow of information to others; when individuals have no control over information that others have about them, there is a significant reduction in their autonomy." However, the US government has taken a piecemeal approach to regulating information collection and use in different areas of our society as abuses arise, rather than focusing on protecting privacy per se. The abuse must be flagrant and the record-keeping organization must not be crippled by the restriction. Clearly the Patriot Act signals a swing to favor security and efficiency of government over privacy of citizens.

Justifying Privacy as a Social Good

Instead of considering privacy as an individual right, Johnson suggests that it should be considered a social good. If record keeping and analysis is unfettered, then citizens loose their autonomy in that they are subject to criticism for anything they might do. "But if the consequences of trying something new, expressing a new idea, acting unconventionally are too negative, there is no doubt that few citizens will take the risk. Democracy will diminish." However, what keeps surveillance from being taken to the extreme?

Counter Arguments: (1) only those who do wrong fear from publicity. (2) people choose to give up privacy for security, convenience, etc.

These arguments are weakened by the impact of error in the database, lags in updates, and potential for [unauthorized] manipulation. Therefore the existence of extensive database pose a considerable threat. Yet in a records-based society the quality of life is considerably diminished if one foregoes transactions that produce records. "So, while there are many things an individual can do to protect his or her personal privacy, the cost is extremely high and goes counter to the idea of living in a free society."

US Legislation to protect Privacy

Code of Fair Information Practices developed in 1973 and has been influencial

Note the erosion of these principles in current practice.

Europe is much more stringent on data repositories: Principles Relating to Data Quality. "Privacy protection in the United States could be improved if the United States were compelled to harmonize its laws with those of the EU, but it is also possible that EU protection will give way to the U.S. model."

Proposals for Better Privacy Protection

Conceptual change and Legislative Initiatives

"Our American forefathers were concerned about protecting us from the power of government (as they should have been). They did not envision the enormous power that private organizations might have over the lives of individuals...We need to consider broad chagnes that would address this gap in our tradition." Should we regulate information repositories like we regulate infrastructure (water, electricity, trains, highways, etc.) so that such respositories would be licenses and inspected to insure their proper use and upkeep (see Sweden's Data Inspection Board)?

Computer Professionals at the gateway

which was replaced in the 1992 code with "Respect the privacy of others." [can you speculate why the de-emphasis? What has the SE code to say about privacy?]

Apply technology

Tools to surf and mail anonymously, and personal cryptographic techniques that can protect confidentiality.

Self-regulation of institutions

Create and enforce privacy policies (with advice from computer professionals).

Personal action

You can be wary about communicating information to organizations and make them aware of your concern (unhappy customers provoke action). You can negotiate with record keeping organizations about their records and make them aware of your demand for accuracy and proper use.

Conclusion "Privacy is, perhaps, the most important of the ethical issues surrounding computer and information technology...Protecting personal privacy is not easy and is not likely to get easier...This issue is not going to go away until we do something about it."

Johnson Chapter 6

"When software was first created, it was considered a new type of entity...And it is the ownership of this new entity that has posed daunting ethical and legal issues."

"The legal and moral issues are inextricably tied together in a number of ways. If laws set up unfair arrangements, then the moral critique of those arrangements is relevant to the interpretation of the law. Deciding what the law should be in a domain such as software ownership is in part a moral matter."

Are the present laws (based upon experience with physical and intellectual property) adequate for computer software? "Should computer software be owned at all? Should it be treated as property?"

"I argue here that the moral arguments do not show that computer software must be treated as property..Intellectual property rights are socially created rights and a variety of social arrangements are possible that are morally acceptable...I argue that it is wrong to make a copy [of proprietary software] because it is illegal, but not because there is some pre-legal immorality involved in the act."

Definitions

"To understand the software ownership issue, it is essential to understand what software is, and this requires understanding the distinction between algorithms, object programs (and code), and source programs (and code)...intellectual property law treats each of these aspects of computer software in different ways."

The Problem

"In both copyright and patent law, there are limitations on what can be owned (claimed). In copyright law, expressions of ideas can be owned but not the ideas themselves. In patent law, applications or implementations of ideas can be owned, but abstract ideas, mathematical algorithms, mental steps, or laws of nature cannot be owned."

Current Copyright, Trade Secret, and Patent Law Applied to Software

copyright: Franklin v. Apple established "that computer programs in object code are copyrightable."

"The law allows copyrighted material to be appropriated by others without permission if something significant is added to the copyrighted material, such that a new expression is produced."
In Whelan v. Jaslow the court stated that "copyright protection of computer programs may extend beyond a program's literal code to its structure, sequence and organization."
"Yet other more recent cases have attempted (and in many cases succeeded) in extending copyright protection to the look and feel of a program and other "nonliteral" elements of programs."

trade secrecy Companies have a problem meeting the requirement of secrecy on employees and software licensees. "Once the source program is available, the secret is less likely to remain secret, and trade secrecy laws may not apply."

patents grant monopoly use and come in three varieties: utility, design, and plant forms, of which the first is usually applied to software. Consider these points:

  1. "the objective of the patent system are to foster invention, to promote disclosure of inventions, and to assure that ideas already in the public domain remain there for free use...If new ideas are kept secret, progress in the useful arts and sciences is impeded. Patent protection encourages the inventor to put her ideas into the public realm by promising her protection that she wouldn't have if she simply kept her ideas to herself."
  2. But since mathematical algorithms cannot be patented and any computer program can be mentally traced, what is being protected when a program is patented?
  3. "this unsatisfactory situation arises because computer software does not fit neatly into the traditional categories employed in property law. Computer software seems to defy the distinction between idea and expression and the distinction between patentable and un-patentable subject matter. Neither copyrights nor patents protect the most valuable aspect of software--the functionality and/or the algorithm."

The Philosophical Basis of Property

Two theories of property:

Natural rights Arguments, following Locke, "a person acquires a right of ownership in something by mixing his or her labor with it...Since one' labor is an extension of one's body, one's labor cannot be owned by another."
Rebuttal:

  1. Nozick asks why labor is the means of acquiring ownership instead of a way of losing labor. "A just world in which individuals do not own the products of their labor is plausible. [But, while] there may be nothing unjust about a world in which no one has property rights to anything, ..in a world in which there is property, it is wrong for one person to take another's labor."
  2. "Even if the labor theory applies to tangible property, it does not apply to intellectual or nontangible things." The laborer can continue to enjoy the fruits of nontangible work at the same time as others do also--there is no confiscation of work-product. "Software is a new species of nontangible, reproducible entity. No prior nontangible entity, for example, was capable of transforming the internal structure of an electronic machine into a powerful information processing device." But software producers want the economic right to sell (profit from) their creations.
    "Economic rights are social, not moral or natural rights. Economic rights are created by means of laws that regulate the marketplace."
  3. "In the language of natural rights, a person has a natural right to freedom of thought. Ownership of software could seriously interfere with freedom of thought [mentally tracing a program's algorithm]. So, ownership of software should not be allowed." Because of the growth of AI, we can conceive of owning machines that seem to "think, but do we then own the ideas they ponder?

Consequentialist Arguments on Property

"The arguments for ownership of software seem best framed as arguments for a social and economic right to the capacity to sell, and potentially make money from, the development of computer software."

  1. Bad Consequences from No Ownership
  2. Good Consequences from Ownership

It has been suggested by some experts that a new concept of property rights needs to be legislated just for software. However, there is not enough concern to overcome the inertia. Thus we have the laws we have.

"Is it wrong for an individual to make a copy [not a backup] of proprietary software?"

Conclusion

"The thrust of this chapter has been to move discussion of property rights in computer software away from the idea that property rights are given in nature, and towards the idea that we can and should develop property rights that serve us well in the long run."

Johnson Chapter 7

Accountability

·       What if any acts in a virtual world are immoral?   

·       Who is harmed and how can the harm be repaired? 

·       Who is responsible for decisions made by a computer program (or for the authenticity of data maintained in electronic form--especially that collected by other programs)?

·       Given the ability to “publish” on a server anywhere in the world is the server’s owner responsible for everything published on it?  

·       Who was responsible for the Y2K problem and who will be responsible for the next software convention that eventually turns out to be short-sighted?

“We could categorize the issues in terms for the type of technology that is at issue.  Somewhat different issues arise when there is a problem with hardware, software, data, the Internet, and with different types of software—graphical interfaces, database management systems, security systems, or different uses of the Internet.”

 

Different Senses of Responsibility

Accountable:  “appropriate agent to respond for an event or incident or situation.”

A vendor who sells faulty software with false promises may be deemed responsible in all four senses. 

 

Buying and Selling Software

Vendors hire designers and programmers to create software products that the vendor then markets.  The vendor relies on the expertise of the designers and programmers and their attestation that the software will behave as specified.   On occasion the vendor relies on the analyst’s expertise that the software specifications are proper to automate a designated functionality.   Users rely on marketing information and build software into their activities (but at their own risk because the vendor has sold only the right to run the program and required in the license agreement absolution from liability from any actions that the program might take when it is executing, good or bad).   Where does ethics apply in the “buyer beware” software sales environment?

  1. The Categorical Imperative

o      “To treat the buy as an end [rather than a means], however, the seller must be honest about what he or she is selling and refrain from using coercion.  If a salesperson gets a customer to buy something by deceiving the customer about what he or she is getting, of if the salesperson manipulates a customer into buying something the customer doesn’t really want, then the salesperson has used the customer merely as a means to the salesperson’s ends.”

o      “We might say that honesty in selling software is a matter of answering all customer questions and, of course, answering them accurately, to the best of the salesperson’s ability.”   Does this require the answers to be given in terms that the customer understand?  Does this require that the salesman verify that the customer has asked the right questions to be able to make a valid assessment of how well the software will meet the customer’s needs—now and in the future?  Should salesmen sell “solutions” rather than software?

o      “Avoiding coercion is, like being honest, both complex and unquestionably an important part of the ethical character of buying and selling.  To force someone to do something is to treat them as a thing, not a rational agent capable of choosing for themselves.”

  1. Contractual Relationship

Concern any wrongful civil acts other than breach of contract.  Products are subject to strict liability and services are subject to claims of negligence.  

·         Products can be both tangible and intangible but the product law applies differently to custom products vs. commodity products. 

The imposition of strict liability for mass-marketed software is justified on utilitarian grounds because the vendor is in control of the software’s code and therefore is in the best position to measure the risks inherent in its use, and further, the vendor is in a position to spread the cost of liability over the class of users. 

o      Negligence is the “failure to do something that a reasonable and prudent person would have done…Negligence presumes a standard of behavior that can reasonably be expected of an individual engaged in a particular activity….In the field of computing, negligence can be complex and contentious because knowledge, technology, and techniques are continuously changing [hence the ABET requirement that all graduates be prepared to be life-long learners]…in court cases involving professionals accused of negligence, members of the professional group will be called in to testify about standards in the field.” 

·          As in other fields based in science or technology, it is not feasible to incorporate the state-of-the-art into every product or treatment—there are cost/benefit considerations.   The risk of failure must be weighed against the delay in obtaining benefits, and the cost of safeguards might severely limit the usefulness of the product.   

·         Software products don’t need to function perfectly, but must only be “adequately” tested (presumably regarding their intended uses).

Y2K Problem

“The Y2K problem is a salient example of what happens when business, government agencies, and individuals become dependent on computer and information technology.  The more dependent we are, the higher the stakes when things go wrong: hence, the greater significance of working out the responsibilities of all those involved.”

 

Diffusion of Accountability

The fact that few people were actually harmed at the turn of the millennium (other than the economic cost paid by the economy) let the software industry off the hook.   The licensing movement for software engineers aims at fixing liability for failure of critical software systems.   Yet there is so much software and it is so easy to co-mingle programmer effort that it is difficult to imagine how a failure can be traced to a coder.   Indeed most software failure occur at an interface where modules interact and there the designer must be held at fault if the interface was not clean.   But often the cause of software failure cannot be traced, especially so for embedded software—all we know is that the system fails and software will be blamed if no evidence of hardware failure can be found in the wreckage.  

 

 

Internet Issues

 

 

Johnson Chapter 8

Social Implications and Social Values

 

Approach

 

 

 

Technology and Social Change

 

Embedded Values, Enhanced and Impeded Values

 

Democratic Values in the Internet

“The moral idea underlying democracy is the idea that individuals are sovereign over themselves and to be recognized as such they must have some say in the governments by which they are ruled.  It follows from this moral basis that not only should citizens have a vote, but also a high degree of freedom.”

 

Access and the Digital Divide

“Because computer and information technology and the Internet are such powerful resources, democratic societies have to ask how these powerful resources are being distributed….[But because these resources are tools} the access issue is always about something else in addition to access, something that access leads to, something that can be achieved with, or can be better achieved with, access.”

 

Free Expression

“Freedom of speech goes to the heart of the Internet-democracy connection because free-speech is (in American democracy, at least) essential for government accountability an citizenship…In a utilitarian framework, democracy is justified on grounds that it is much more likely to lead to social progress and individual development.”

 

Overarching and Future Issues

It is most important “to remember that technology is value-laden.  It is created and shaped by human interests and social values, and when it is used, it affects social relations and social values.  In this chapter, I have used democracy as the lens through which to view social changes taking place as a result of the Internet.  Democracy is an important human value that should continue to be used in evaluating social change, though there are other values that also might be used such as community, identity, and autonomy.  Increasing use of the Internet affects each of these and it is worth considering just how they are being affected.”